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Our Process

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Step 1: Concept Interview

  • Discuss our services.
  • Discuss your situation.
  • Establish fee.
  • Secure basic documents.
  • Step 1a: Fee Engagement Proposal
    • Specific fee proposal based upon your situation.
    • Determine scope of work.
    • Establish fee.

Step 2: Comprehensive Data Gathering

  • Formalize working relationship.
  • Gather appropriate financial data, objectives and risk tolerance.
  • Discuss and establish goals.
  • Discuss your attitudes, views and concerns.

Step 3: Preliminary Financial Plan Design

  • Review fact finder and assess your status relative to your goals, objectives and attitudes.
  • Analyze and evaluate your current financial status.
  • Prepare Preliminary Plan.
  • Confirm and clarify data.
  • “Try-on” ideas, including key advisors in meeting, as needed.
  • Refine recommendations.

Step 4: Formal Financial Plan Presentation

  • Present final plan document.
  • Make formal recommendations.
  • Answer your questions.
  • Establish action plan.

Step 5: Implementation

  • Coordinate with other advisors.
  • Review and recommend specific financial instruments necessary to implement financial plan.
  • Should you desire, assist you in implementing your plan.
  • Secure prestige recommendations.

Step 6: Review & Service

  • Analyze ongoing issues.
  • Make adjustments as your situation changes.
  • Keep financial planning updated/current, discuss periodic updates.